"The proposed regulations may result in more broker-dealers and RIAs being classified as an ERISA ?duciary when they provide services to IRAs," said Ms. Dash. "It's important that advisors and brokers ...

Matrix’s practice guide offers an in-depth look into the Employee Retirement Income Security Act (ERISA) fiduciary rules and standards that may apply when advisers deliver investment advice to ...

Citizens Financial Group, Inc. (NYSE: CFG) today announced a definitive agreement to purchase substantially all the assets of Matrix Capital Markets Group, Inc., a market-leading advisory firm in the ...

This story was originally published on C-Store Dive. To receive daily news and insights, subscribe to our free daily C-Store Dive newsletter. Matrix Capital Markets Group, an advisory firm focused on ...