Total enforcement actions against financial services firms fell 37% from the final six months of 2024, study states. Regulatory enforcement of the U.S. financial services industry sharply declined in ...

The Financial Conduct Authority (FCA), Prudential Regulation Authority (PRA) and Bank of England are consulting on proposals to require firms to report operational incidents and material third party ...

Introduction For compliance leaders in banks and financial institutions, regulatory compliance is no longer just about meeting requirements. It has become an on ...

Regnology, a leading software provider with a focus on regulatory reporting and supervisory technology solutions, today announced the launch of RRH Ascend, the next generation of its Regnology ...

On November 29, 2024, the European Commission introduced the Commission Implementing Regulation (EU) 2024/2956, laying down detailed technical standards for the application of Regulation (EU) ...

WASHINGTON, DC - NOVEMBER 28: Sen. Elizabeth Warren (D-MA) speaks during a protest in front of the Consumer Financial Protection Bureau (CFPB) headquarters on November 28, 2017 in Washington, DC. Sen.

The next 8 months will see significant changes to the regulatory reporting framework for financial institutions globally. Rewrites of the Japanese Financial Services Agency (JFSA) reporting regulation ...

New security intelligence platform links breaches, vulnerabilities, and compliance events directly to financial, insurance, and regulatory impact ...

Recent periods of financial stress and the proliferation of risks across the financial system are fueling the development of regulatory initiatives to strengthen requirements and promote international ...

Growth and De (or Re)-regulation? This theme runs through all areas of UK financial services regulation; the tension between ...