JD Supra

SEC adopts amendments to Regulation S-P to address risks associated with the expanded use of technology

On May 16, 2024, the U.S. Securities and Exchange Commission (“SEC”) adopted amendments to Regulation S-P (“Reg S-P”) that are intended to help protect investors’ privacy from the “expanded use of ...
JD Supra

Amended Regulation S-P: Here to Stay and Being Examined in 2026

Last month, the U.S. Securities and Exchange Commission (SEC) Division of Examinations released its Fiscal Year 2026 “Examination Priorities.” In this year’s release, the SEC announced that it will ...
Traders Magazine

FLASH FRIDAY: What Broker-Dealers Need to Know About Reg S-P Amendments

FLASH FRIDAY is a weekly content series looking at the past, present and future of capital markets trading and technology. FLASH FRIDAY is sponsored by Instinet, a Nomura company. On May 16, 2024, the ...
Investopedia

Regulation P: What it Means, How it Works, Compliance

Will Kenton is an expert on the economy and investing laws and regulations. He previously held senior editorial roles at Investopedia and Kapitall Wire and holds a MA in Economics from The New School ...