As we explained in our recent article, under the Holding Foreign Insiders Accountable Act (HFIAA), directors and officers of foreign private ...
Adam Hayes, Ph.D., CFA, is a financial writer with 15+ years Wall Street experience as a derivatives trader. Besides his extensive derivative trading expertise, Adam is an expert in economics and ...
Oct 17 (Reuters) - The U.S. Securities and Exchange Commission told Reuters that it was "unclear" whether the dozens of recent filings by asset managers to issue highly leveraged ETFs would be ...
As public reporting companies gear up for their 2025 SEC annual reports and proxy statements, most of the SEC’s recent disclosure rules are already in place. But a few new requirements and first-time ...
Not long ago, I was speaking with a controller at a medium capitalization (mid-cap) company who told me she had spent nearly 300 hours last quarter reconciling spreadsheets for her SEC filings. She ...
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SEC's EDGAR filing system to close Dec. 24-Dec. 26
The U.S. Securities and Exchange Commission's electronic filing system will close for three days late this week, after President Donald Trump ordered the federal government to close on Dec. 24 and 26, ...
The filing represents a belief by NASDAQ MRX, LLC that these assets qualify as securities attached to a stock index. This maneuver enables them to avoid CFTC’s derivatives/event contract domain ...
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